Enforcement

5-Sep-2024: MPFA reprimands and disqualifies YEUNG Kai Tak Andy as a responsible officer of an MPF principal intermediary for 30 months from 5 September 2024 to 4 March 2027

5-Jul-2024: MPFA sanctions MPF principal intermediary The Hongkong and Shanghai Banking Corporation Limited and its former responsible officer for regulatory non-compliance

4-Jun-2024: MPFA reprimands and disqualifies TSANG Tung Lin as an MPF intermediary for 12 months from 4 June 2024 to 3 June 2025

9-Apr-2024: MPFA reprimands and disqualifies WONG Chun Yin as an MPF intermediary for 5 years from 8 April 2024 to 7 April 2029

17-Nov-2023: MPFA reprimands and disqualifies MA Chun Wai as an MPF intermediary for 20 months from 17 November 2023 to 16 July 2025

20-Jul-2023: MPFA disqualified WONG Chun Yin as an MPF intermediary for 1 month from 19 July 2023 to 18 August 2023

31-May-2023: MPFA disqualified CHU Jun En Jordan as an MPF intermediary for 20 months from 31 May 2023 to 30 January 2025

1-Feb-2023: Registration of WONG Wing Fat as an MPF intermediary suspended for 7 months from 1 February 2023 to 31 August 2023

12-Jan-2023: MPFA reprimands and suspends the registration of MAK Ka Chai as an MPF intermediary for 20 months

9-Nov-2022: Registration of PANG Hiu Chung as an MPF intermediary suspended for 32 months from 9 November 2022 to 8 July 2025

2-Jun-2022: Registration of LAU Pui-sze as an MPF intermediary suspended for 6 months from 2 June 2022 to 1 December 2022

24-Jun-2021: Registration of KWAN Yin-ha as an MPF intermediary suspended for 20 months from 24 June 2021 to 23 February 2023

15-Mar-2021: Registration of TO Kong as an MPF intermediary suspended for 40 months from 15 March 2021 to 14 July 2024

7-Sep-2020: Registration of Ching Shing-noi as an MPF intermediary suspended for 15 months from 7 September 2020 to 6 December 2021

11-Feb-2020: MPFA disqualified Liu Wing-kit as an MPF intermediary for 10 months from 11 February 2020 to 10 December 2020

24-Sep-2019: MPFA fines [X] $500,000

1-Mar-2019: MPFA publicly reprimands former MPF intermediary [X]

1-Mar-2019: Registration of [X] as an MPF intermediary suspended for 3 months from 1 March 2019 to 31 May 2019

10-Jan-2019: Registration of [X] as an MPF intermediary suspended for 6 months from 10 January 2019 to 9 July 2019

18-May-2018: Disqualification of Chan Shuk-fan Amy from being registered as an MPF intermediary for 30 months from 17 May 2018 to 16 November 2020

17-May-2018: Disqualification of Chung Sui-ying from being registered as an MPF intermediary for 20 months from 17 May 2018 to 16 January 2020

27-Mar-2018: Registration of [X] as an MPF intermediary suspended for 6 months from 27 March 2018 to 26 September 2018

11-Aug-2016: Registration of [X] as an MPF intermediary suspended for 2 months from 11 August 2016 to 10 October 2016

Note:

In some news releases, the names of MPF intermediaries have been masked because the relevant disciplinary orders have ceased to be in force for over five years.